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Constructing the Real Field
2026-01-03
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Introduction#

The rational number system is inadequate for analysis concepts (such as convergence, continuity, differentiation, integration etc.). For instance, it is well known that there is no rational number pp such that p2=2p^2 = 2.

Rudin considers this situation further.

Proposition

Let AA be the set of all positive rational numbers pp such that p2<2p^2 < 2 and BB be the set of all positive rational numbers pp such that p2>2p^2 > 2. There are no maximum in AA and no minimum in BB.

In other words, we need to prove that for any pAp \in A, there is qq such that q>pq>p but qAq\in A and vice versa. We need to construct such qq from pp while having q22<0q^2-2<0 (or q22>0q^2-2>0).

Observation

In Newton’s method, to find the root to the equation p22=0p^2 -2 = 0, given initial guess pp', we can guess a better estimation to the root qq' with:

q=pp222pq'=p-\frac{p'^2-2}{2p'}

Similarly, Rudin suggests in a way similar to a damped Newton’s method:

q=pp22p+2=2p+2p+2q=p-\frac{p^2-2}{p+2}=\frac{2p+2}{p+2}

We can verify that this construction is valid:

q22=2(p22)(p+2)2q^2-2=\frac{2(p^2-2)}{(p+2)^2}

which signedness depends on only p22p^2 - 2, i.e. q22q^2 - 2 has the same sign as p22p^2 - 2. This above discussion shows that there are certain gaps in rational numbers.

Ordered Set#

Definition#

Definition

Let SS be a set. An order (<<) is a relation defined on SS where:

  1. if x,yx, y in SS, only one of the following statements x<yx < y, y<xy < x, x=yx = y
  2. if x,y,zx, y, z in SS, x<yx < y and y<zy < z, then x<zx < z
Definition

Let SS be a set. SS is an ordered set if an order is defined for every element in SS.

Let EE be a set such that ESE \subset S. EE is bounded above by SS if there exists a ySy \in S such that for every xEx \in E, xyx \leq y.

Let ySy \in S. If βS\beta \in S is a supremum of EE, then:

  1. if xEx \in E, then xβx \leq \beta
  2. if y<βy < \beta, then yy is not an upper bound of EE
    A infinum is defined similarily.
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Constructing the Real Field
https://kaiz.dev/posts/constructing-the-real-field/
Author
ka1z07
Published at
2026-01-03
License
CC BY-NC-SA 4.0

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